Lawyers at Constangy, Brooks, Smith & Prophete understand that sometimes you want a quick tool or guide, sometimes your group needs training to prevent workplace disputes, and other times you’re looking for assistance with anything from a trade association speaker to a go-to chart for federal recordkeeping. This page can help you.
Reference Materials | Audits, Handbooks & Compliance | In-Person Employee Training | Drug & Alcohol Testing
Reference Materials
Diversity, Equity & Inclusion
Diversity, Equity and Inclusion Audit Services
At Constangy, we understand how important implementation and achievement of your DEI program is. Diversity and inclusion have been areas of focus for many employers for years now. However, with the momentum of the social justice movement, we see organizations placing an increased emphasis on efforts to further their goal of ensuring a diverse, inclusive, and equitable workplace. Having a DEI policy is a basic starting point, but organizations that truly want to advance these concepts must dig deeper. Employers should consider adopting DEI best practices, analyzing their workforce and practices, and developing lawful mechanisms that will foster true change.
Constangy’s DEI Audit tools can assist an employer with assessing whether its efforts are designed to cultivate true DEI within its organization. Our DEI Audit tools are exceptionally comprehensive from start to finish. Important audit segments cover the breadth of the employer-employee relationship—from pre-employment postings and policies to post-hire practices and employee engagement. Whether it is employee performance reviews or workplace culture, Constangy’s DEI Audit tools will help you dissect your internal DEI efforts and practices . . . and Constangy lawyers can work hand-in-hand with your organization to plan and implement any needed changes. The DEI Audit tools described in more detail below are designed to measure an organization’s compliance with various laws and regulations that impact DEI, as well as the voluntary actions that employers can adopt to help “move the needle” when it comes to achieving a diverse, equitable, and inclusive workplace.
Our firm’s DEI Audit Services are different from what you might find elsewhere. These tools were prepared by employment lawyers with an eye for what matters from a variety of perspectives – technical compliance, EEO and harassment issues, litigation and EEOC trends, DEI best practices, and organizational barriers. We understand that DEI involves more than just responding to the latest fad or newsworthy event, and our Audit tools incorporate this intersection between employment law and DEI.
To facilitate these important DEI efforts, we have developed a three-tiered service approach:
- DEI Implement
- DEI Self-Assessment Indicator
- DEI Evaluation & Strategic Action Plan
Because DEI efforts encompass numerous components of an organization, use of these DEI Audit tools may require input from various sectors or departments, such as human resources, DEI, organizational development, talent acquisition, compensation, benefits, employee relations, and similar groups. Participation by this cross-section of viewpoints is necessary to obtain a robust and accurate view of overall DEI efforts and strategies. And yet, the tools are intuitive and user-friendly, so you can execute the assessment and have results in a few weeks, not months.
DEI Implement – Tier One
Our DEI Implement details specific DEI initiatives and programs that can be executed throughout the employment process and employee lifecycle. The DEI Implement contains sections on pre-employment policies and practices, post-offer procedures, terms and conditions of employment, employee engagement and culture, and a separate section for federal contractors. Each section lists numerous suggested DEI and compliance topics. Organizations can check off the areas already satisfied and circle other topics or ideas for further review and development. In addition to the thorough, eight-page DEI Implement, this tier includes an optional thirty-minute conference with one of our experienced DEI attorneys to address questions about your DEI practices. For a brief preview of the DEI Implement, visit this link.
DEI Self-Assessment Indicator – Tier Two
Constangy’s DEI Self-Assessment Indicator incorporates the same sections included in the DEI Implement, but provides an extensive and detailed questionnaire to be completed by the organization. Responses are automatically scored, and users can monitor and evaluate their own DEI progress and achievements, while also using the questionnaire to learn about and develop additional DEI initiatives. Given the breadth and scope of the questionnaire, we estimate that most organizations will need two to four weeks to complete it. To see a quick preview of the DEI Self-Assessment Indicator, follow this link.
DEI Evaluation & Strategic Action Plan – Tier Three
The most comprehensive tier of Constangy’s DEI Audit Services is DEI Evaluation & Strategic Plan. This tier includes the detailed questionnaire described above in Tier Two, but in lieu of the self-assessment, a Constangy attorney well-versed in the DEI area will review and evaluate your organization’s responses and information and provide detailed feedback and recommendations. The Evaluation will include an assessment of each area of inquiry, noting any fields where efforts are not likely to result in meaningful change and if potential issues of legal non-compliance are identified. Constangy will also provide assistance with policy preparation, where necessary, and development of a Strategic Action Plan to help achieve DEI opportunities identified in the Evaluation. To the fullest extent possible, responses that are gathered in the process and the Evaluation have the protection of the attorney-client privilege.
For more information, please contact Cara Crotty, co-chair of the DEI practice group, or the Constangy attorney of your choice.
EEO/Harassment
OSHA
OSHA 2024, Days Away From Work Calendar With and Without Space for Notes
OSHA 2023, Days Away From Work Calendar With and Without Space for Notes
OSHA 2022, Days Away From Work Calendar With and Without Space for Notes
OSHA 2021, Days Away From Work Calendar With and Without Space for Notes
OSHA 2020, Days Away From Work Calendar With and Without Space for Notes
OSHA 2019, Days Away From Work Calendar With and Without Space for Notes
OSHA 2018, Days Away From Work Calendar With and Without Space for Notes
OSHA 2017, Days Away From Work Calendar With and Without Space for Notes
OSHA 2016, Days Away From Work Calendar With and Without Space for Notes
Documents Frequently Inspected
Specific Procedures For, During, and After an OSHA Inspection
Summary Guidelines for Handling an OSHA Inspection
Recordkeeping
Workers' Compensation
Workers' Compensation 'Cheat Sheet' Georgia
Miscellaneous
To Arbitrate Or Not To Arbitrate - Is That The Question?
Employment Audits, Handbooks & Compliance
Overview
Are your HR policies up to date, and are they effective in reducing potential liability for common problems? Does your company have clear and specific policies regarding the handling and documentation of common problems – and do your employees know about them?
Constangy attorneys take the time to understand your business objectives and your organizational culture. We want to know what it is that sets you apart from your competitors—what makes your company unique, and what values and attributes you seek to foster within your workplace. From there, we partner with you to develop policies, procedures and strategies for preventing employment claims and litigation, while capturing the mission and culture of your business and preserving that which sets your company apart from the rest.
Workplace Audits
We have found most of the companies we counsel benefit from an annual HR audit to reduce exposure to employment litigation liability and help your HR department operate smoothly. This in turn can increase productivity, reduce turnover and help maintain workplace morale. Our attorneys can guide you through a comprehensive audit and review of your policies and procedures across the full range of employment issues to help you identify and correct weaknesses and ensure compliance with relevant national, state, and local laws and regulations. We can also help you conduct audits in anticipation of, or in connection with, due diligence reviews associated with contemplated sales and/or M&A transactions.
Handbooks and Policies
We regularly draft employee handbooks, manuals, and employment-related policies, and offer counsel on the implementation and enforcement of such policies. Policy subjects are wide-ranging, and include background checks, drug testing, pre-employment testing, anti-harassment, paid time off, employee leave administration, and the protection of trade secrets. Whether you have an existing handbook in need of review and/or update to ensure compliance with the latest legal developments and best practices, or whether you need a new handbook developed from scratch, we will address your specific requirements and individually tailor each policy to best suit your company’s needs and objectives. Whether your company operates out of a single state or up to all 50, we can draft policies to ensure compliance with all workplace laws applicable to your organization, as well as line of business, subsidiary or enterprise-specific, or region-specific policies—depending on your preferences and operational needs.
Employment Law Advice and Compliance
Whether you need advice on day-to-day matters or assistance through seminal events, Constangy attorneys have the experience to provide prompt, practical assistance. We routinely advise employers with regard to rights and obligations under the many statutes and regulations that govern the employer/employee relationship. We consult with clients regarding terminations, discipline, and general performance issues; we conduct investigations of employee misconduct, including allegations of harassment and discrimination; we advise on compliance with leave of absence and disability laws, including federal and state family and medical leave acts and other anti-discrimination laws, including the FMLA, ADA and COBRA; and we provide advice on employment issues affecting corporate transactions such as mergers and acquisitions and counsel clients through terminations, reductions in force, workforce restructurings, and plant closings, including WARN Act compliance.
Diversity, Equity & Inclusion
Audit Services
At Constangy, we understand how important implementation and achievement of your DEI program is. Diversity and inclusion have been areas of focus for many employers for years now. However, with the momentum of the social justice movement, we see organizations placing an increased emphasis on efforts to further their goal of ensuring a diverse, inclusive, and equitable workplace. Having a DEI policy is a basic starting point, but organizations that truly want to advance these concepts must dig deeper. Employers should consider adopting DEI best practices, analyzing their workforce and practices, and developing lawful mechanisms that will foster true change.
Constangy’s DEI Audit tools can assist an employer with assessing whether its efforts are designed to cultivate true DEI within its organization. Our DEI Audit tools are exceptionally comprehensive from start to finish. Important audit segments cover the breadth of the employer-employee relationship—from pre-employment postings and policies to post-hire practices and employee engagement. Whether it is employee performance reviews or workplace culture, Constangy’s DEI Audit tools will help you dissect your internal DEI efforts and practices . . . and Constangy lawyers can work hand-in-hand with your organization to plan and implement any needed changes. The DEI Audit tools described in more detail below are designed to measure an organization’s compliance with various laws and regulations that impact DEI, as well as the voluntary actions that employers can adopt to help “move the needle” when it comes to achieving a diverse, equitable, and inclusive workplace.
Our firm’s DEI Audit Services are different from what you might find elsewhere. These tools were prepared by employment lawyers with an eye for what matters from a variety of perspectives – technical compliance, EEO and harassment issues, litigation and EEOC trends, DEI best practices, and organizational barriers. We understand that DEI involves more than just responding to the latest fad or newsworthy event, and our Audit tools incorporate this intersection between employment law and DEI.
To facilitate these important DEI efforts, we have developed a three-tiered service approach:
- DEI Implement
- DEI Self-Assessment Indicator
- DEI Evaluation & Strategic Action Plan
Because DEI efforts encompass numerous components of an organization, use of these DEI Audit tools may require input from various sectors or departments, such as human resources, DEI, organizational development, talent acquisition, compensation, benefits, employee relations, and similar groups. Participation by this cross-section of viewpoints is necessary to obtain a robust and accurate view of overall DEI efforts and strategies. And yet, the tools are intuitive and user-friendly, so you can execute the assessment and have results in a few weeks, not months.
DEI Implement – Tier One
Our DEI Implement details specific DEI initiatives and programs that can be executed throughout the employment process and employee lifecycle. The DEI Implement contains sections on pre-employment policies and practices, post-offer procedures, terms and conditions of employment, employee engagement and culture, and a separate section for federal contractors. Each section lists numerous suggested DEI and compliance topics. Organizations can check off the areas already satisfied and circle other topics or ideas for further review and development. In addition to the thorough, eight-page DEI Implement, this tier includes an optional thirty-minute conference with one of our experienced DEI attorneys to address questions about your DEI practices. For a brief preview of the DEI Implement, click here.
DEI Self-Assessment Indicator – Tier Two
Constangy’s DEI Self-Assessment Indicator incorporates the same sections included in the DEI Implement, but provides an extensive and detailed questionnaire to be completed by the organization. Responses are automatically scored, and users can monitor and evaluate their own DEI progress and achievements, while also using the questionnaire to learn about and develop additional DEI initiatives. Given the breadth and scope of the questionnaire, we estimate that most organizations will need two to four weeks to complete it. For a brief preview of the DEI Self-Assessment Indicator, click here.
DEI Evaluation & Strategic Action Plan – Tier Three
The most comprehensive tier of Constangy’s DEI Audit Services is DEI Evaluation & Strategic Plan. This tier includes the detailed questionnaire described above in Tier Two, but in lieu of the self-assessment, a Constangy attorney well-versed in the DEI area will review and evaluate your organization’s responses and information and provide detailed feedback and recommendations. The Evaluation will include an assessment of each area of inquiry, noting any fields where efforts are not likely to result in meaningful change and if potential issues of legal non-compliance are identified. Constangy will also provide assistance with policy preparation, where necessary, and development of a Strategic Action Plan to help achieve DEI opportunities identified in the Evaluation. To the fullest extent possible, responses that are gathered in the process and the Evaluation have the protection of the attorney-client privilege.
For more information, please contact Cara Crotty, a member of the DEI practice group, or the Constangy attorney of your choice.
Mandatory and Non-Mandatory COVID-19 Vaccine Policies
Mandatory Policy Regarding COVID-19 & Flu Vaccination
This immunization policy was created for companies who are mandating all staff to take the COVID-19 and flu vaccines. The scope of the policy covers temporary workers, trainees, and contractors working for a company regardless of where the staff are working or otherwise providing services.
This policy has been established such that all individuals subject to it must present acceptable documentation of vaccination for seasonal influenza and COVID-19. The policy also provides medical and religious exemptions.
Non-Mandatory Policy Regarding COVID-19 Vaccination
The Non-mandatory Policy was created to safeguard the health and well-being of employees and their families, customers and visitors, others who spend time at a company's facilities, and the community from infectious conditions that may be mitigated through an effective vaccination program. This policy is intended to comply with all applicable laws and is based on guidance from the Centers for Disease Control and Prevention and local health authorities, as applicable.
The policy applies to all employees, including full-time, part-time, and seasonal employees. It does not apply to independent contractors, customers, vendors, or visitors. The policy applies to FDA-approved vaccinations for the COVID-19 virus.
This policy only governs individuals within a company's facilities and does not apply to clients’ worksites or facilities.
For more information about obtaining these policy templates, contact Ashlee Ligarde or any Constangy attorney.
In-Person Employee Training Programs
Overview
While we are aggressive advocates for your organization during an investigation, audit or a court battle, we think the best approach to legal troubles is to work proactively to prevent them. We firmly believe that employment lawsuits, government investigations, and union organizing activity can all be best avoided and addressed if our clients have well-trained and educated supervisors and managers.
In certain circumstances, courts will allow employers to raise as an affirmative defense the fact that they attempted to prevent unlawful conduct by training their employees. Accordingly, effective training can both help employers prevent employment-related claims from occurring in the first place, and can act as a defense in the event litigation does occur.
We pride ourselves on providing thoughtful, practical and engaging training sessions. We offer training programs (on site or via webinar) on numerous labor and employment law and human resources topics. But what you won’t find is a “cookie-cutter” program – we customize each training to suit our clients’ specific policies, practices and needs.
We offer general and specialized training programs for your entire workforce, as well as training developed specifically for managers and supervisors - to ensure that they understand your policies and procedures, the need for compliance, and their role in ensuring compliance.
Training topics include, but are not limited to:
- Preventing Workplace Harassment and Discrimination
- Investigating Workplace Harassment and Discrimination Complaints
- Workplace Bullying
- Diversity
- Wage and Hour Compliance
- Conducting Workplace Investigations
- Business Ethics/Corporate Compliance
- Recordkeeping
- Reductions in Force
- WARN
- Employment Law Basics, i.e., “Employment Law 101”
- Compliance with Family, Medical, and Disability-Related Laws
- Social Media and Privacy Issues in the Workplace
We offer a variety of pricing options, including flat rates, depending on the location, type and duration of the training that you want. If you are interested in having our attorneys or specialists conduct training at your company, feel free to contact the Constangy attorney or specialist of your choice or email constangyfyi@constangy.com.
Exclusive DEI Compliance Trainings
The 2023 Supreme Court decision on Affirmative Action significantly altered the Diversity, Equity, and Inclusion landscape. Organizations committed to DEI need to understand the long-term implications of this case. Partner with Cara Crotty, Chair of the firm’s Affirmative Action/OFCCP Compliance practice group, to ensure that your organization’s specific DEI practices comply with the law.
Cara brings unparalleled expertise to guide your team through this complex landscape in a personalized, in-depth presentation tailored to your organization’s needs.
Topics covered include:
- Breakdown of Supreme Court’s Ruling
- Implications for DEI Programs
- Recent Legal Actions and Pitfalls
- Best Practices for Compliance
To learn more, download our handout or contact Cara Crotty for further assistance.
Workplace Drug & Alcohol Testing
Overview
Can you test your employees for drug and alcohol use? Who can you test and when? What substances can you test for? What about marijuana in states where it has become legal? Navigating this fast-changing area of employment law can be especially tricky.
To help you navigate this complex issue, Constangy has a team of attorneys that stay up-to-date on the latest federal and state laws and policy guidelines. We can work with you to make sure your drug and alcohol policies and testing processes meet all federal, state, and local legal compliance requirements; reduce your organization’s liability risk; and help you maintain a safe, drug-free, and effective workplace.
We assist with customized federal- and state-specific policy and forms toolkit development; DOT regulations and state drug testing laws in all 50 states; onsite supervisor training and distance learning; assist with compliance; and provide advice on hiring and severance procedures.
Contact
Tammy C. Woolley at 205.226.5468 or twoolley@constangy.com
Peyton Huey at phuey@constangy.com
Constangy will answer state-specific questions about your drug testing policy such as:
- What personnel can you test?
- What substances can you test for?
- Can you test with instant products or use lab services, or both?
- Can you complete collections onsite or send your personnel to off-site collection facilities, or both?
- Under what circumstances can you drug and alcohol test?
Constangy develops customized policies and form packs for the following Department of Transportation (DOT) covered industries:
- Federal Motor Carrier Safety Administration (FMCSA)
- Federal Transit Administration (FTA)
- Pipeline and Hazardous Materials Safety Administration (PHMSA)
- Federal Aviation Administration (FAA)
- United States Coast Guard (USCG)
- Mine Safety and Health Administration (MSHA)
- Supervisor Reasonable Suspicion Training in accordance with DOT guidelines
Constangy Flat-Rate Pricing Available!
Email Tammy C. Woolley at twoolley@constangy.com, to receive a flat-rate price for your customized policy and forms toolkit project within 48 hours, or a contact for further information. Work on your project will not begin until you have confirmed a flat-rate engagement agreement with Constangy.
We give employers critical decision-making guidance with regard to:
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- Reasonable suspicion determinations and documentation
- Documenting appropriate disciplinary actions for violators
- Prevailing in unemployment compensation disqualification cases
- Prevailing in workers' compensation disqualification cases
- Negotiating last chance and work continuation agreements
- Response to regulatory fines and inquiries
- Union negotiations of Drug Free Workplace Policies
- Fitness for duty determination strategies
- Medical Review Officer protocols
- Laboratory Corrective Action Plans
- Collector Correction Affidavits
- Substance Abuse Professional regulatory compliance guidance
- Navigating DOT Medical Examination fitness issues
- Medical marijuana in the workplace risk reduction
- Public employee testing precautions
Related Webinars
Webinar - Marijuana in the Workplace: Guiding Employers Through the Cannabis Maze - 4.20.23
Related Blog Posts
Is Biden about to make marijuana legal? - 10.7.22
Weed policy options for multi-state employers -- are there any? - 4.29.22
Transportation employers get a break on random testing - 7.13.20
DOT extends period for remote interviews after positive drug test results - 6.22.20
Waiver for pre-employment drug testing extended by FMCSA - 6.9.20
NYC expected to ban marijuana tests to weed out job applicants - 4.11.19
Another caution for employers in medical marijuana states - 2.20.19
Federal judge in Connecticut confirms medical marijuana protection - 9.11.18
Drug testing quiz! - 8.31.18
Due for a drug test? Stay away from poppy-seed bagels! - 8.10.18
Medical inquiries and the ADA - 6.1.18
This is NOT the way to beat a drug test. - 5.8.18
Will drug testing become a thing of the past? - 3.6.18
Thinking out loud about medical marijuana and reasonable accommodation - 7.28.17